SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM SD

 

 

Specialized Disclosure Report

 

 

VIASAT, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   000-21767   33-0174996

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File No.)

 

(I.R.S. Employer

Identification No.)

6155 El Camino Real

Carlsbad, California 92009

(Address of Principal Executive Offices, Including Zip Code)

Brett A. Church

(760) 476-2200

(Name and Telephone Number, Including Area Code, of the Person to Contact in connection with this Report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023

 

 

 


Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

CONFLICT MINERALS DISCLOSURE

Viasat, Inc. is filing a Conflict Minerals Report for the calendar year ended December 31, 2023, which is attached hereto as Exhibit 1.01 and is publicly available in the Financial Information section of its website at investors.viasat.com under the heading “SEC Filings.”

Item 1.02 Exhibit

Item 2.01 of this Form SD is incorporated by reference into this Item 1.02.

Section 2 – Exhibits

Item 2.01 Exhibits

 

Exhibit
Number
   Description of Exhibit          
1.01    Conflict Minerals Report      


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

  VIASAT, INC.
Date: May 29, 2024   By  

/s/ Shawn Duffy

    Shawn Duffy
    Senior Vice President and Chief Financial Officer

 

EX-1.01

Exhibit 1.01

VIASAT, INC. CONFLICT

MINERALS REPORT

Reporting Period:

January 1, 2023 – December 31, 2023

This Conflict Minerals Report (this “Report”) of Viasat, Inc. for calendar year 2023 has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule imposes certain reporting obligations on every registrant having conflict minerals that are necessary to the functionality or production of a product manufactured by the registrant or contracted by the registrant to be manufactured. Please refer to the Rule, Special Disclosure Report on Form SD (“Form SD”) and the 1934 Act Release No. 34-67716 (August 22, 2012) for definitions of the terms used in this Report, unless otherwise defined herein. This Report does not address any conflict minerals that were “outside the supply chain” prior to January 31, 2013, as any such conflict minerals are exempted under the Rule and Form SD. References in this Report to “Viasat,” “we,” “us” and “our” mean Viasat, Inc. and its consolidated subsidiaries.

A. Overview

We are an innovative, global provider of communications technologies and services, focused on making connectivity accessible, available and secure for current and future customers worldwide. Our end-to-end multi-band platform of satellites, ground infrastructure and user terminals enables us to provide a wide array of cost-effective, high-quality broadband, narrowband and other connectivity solutions to aviation, maritime, enterprise, consumer, military and government users around the globe, whether on the ground, in the air or at sea. In addition, our government business includes a portfolio of communications gateways; situational awareness and command and control products and services; satellite communication products and services across various frequency bands; and cybersecurity and information assurance products and services.

We manufacture or contract to manufacture a variety of advanced satellite-based and wireless products, systems and solutions. We have determined that the Rule applies to our business because necessary conflict minerals are contained in our products.

Therefore, in accordance with the Rule and Form SD, we have conducted, in good faith, a reasonable country of origin inquiry (“RCOI”) with our suppliers that was reasonably designed to determine whether any conflict minerals in our products originated in the Democratic Republic of Congo (“DRC”) or an adjoining country (collectively, “Covered Countries”) or are from recycled or scrap sources. Based on our RCOI, we had reason to believe that, in calendar year 2023, necessary conflict minerals contained in our products may have originated in the Covered Countries, and had reason to believe that such necessary conflict minerals may not be from recycled or scrap sources. Therefore, given the possibility that necessary conflict minerals in our products may have originated from Covered Countries and may not be from recycled or scrap sources, we have conducted due diligence on the source and chain of custody of those conflict minerals.

In May 2023, we completed the acquisition of Connect Topco Limited, a private company limited by shares and incorporated in Guernsey (together with its subsidiaries, Inmarsat). In accordance with Instruction 3 to Item 1.01 of Form SD, the products and related activities of Inmarsat are excluded from this report.

B. Design of Conflict Minerals Program

We designed our conflict minerals program to conform in all material respects with the internationally recognized due diligence framework developed by The Organisation for Economic Co-operation and Development (“OECD”). See OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, available at http://www.oecd.org/daf/inv/mne/OECD-Due-Diligence-Guidance-Minerals-Edition3.pdf and the related Supplements for gold, tin, tantalum and tungsten (collectively, the “OECD Guidance”).

Our conflict minerals program has been designed to address each of the five steps in the OECD Guidance due diligence framework as they relate to our position as a “downstream” purchaser in the conflict minerals supply chain, namely:

 

   

establish strong company management systems regarding conflict minerals;

 

   

identify and assess risks in our supply chain;

 

   

design and implement a strategy to respond to identified risks in our supply chain;

 

   

utilize independent third-party audits of smelters and refiners; and

 

   

report publicly on our supply chain due diligence.

Because we are a downstream supplier, we are many steps removed from the mining of conflict minerals. The components and


materials contained in our products are supplied by a large number of suppliers, through multiple tiers of distribution. Once minerals are in the supply chain, determining the smelter or the origin of minerals is a challenging process, and we are realistic about the limitations on what we can identify and control.

Consistent with these limitations, the OECD Guidance acknowledges that the requirements for compliance should reflect a company’s position in the supply chain. In particular, the OECD Guidance states that the implementation of due diligence should be tailored to a company’s activities and relationships and that the nature and extent of due diligence may vary based on a company’s size, products, relationships with suppliers and other factors. Due to practical difficulties associated with supply chain complexities, the OECD Guidance advises that downstream companies exercise due diligence primarily by establishing controls over their immediate suppliers. The Responsible Minerals Initiative (“RMI”) guidance on implementing the OECD Guidance further recommends that, in conducting due diligence, downstream companies identify relevant or highest priority “tier-1” (direct) suppliers and focus their due diligence efforts on those priority suppliers first. Suggested factors for prioritizing tier-1 suppliers include annual spend.

Company Management Systems

We have established an internal conflict minerals program to manage risks in our supply chain through policies and procedures that are designed to help us understand whether the minerals in our products contribute to the ongoing conflict in the DRC. As part of our program, we have established and maintain company management systems that involve multiple levels of our organization.

Viasat’s Statement on Conflict Minerals (which is publicly available on our website at www.viasat.com/legal/legal-statements) reflects our commitment to respect human rights through our responsible sourcing practices, as well as our commitment to avoid practices that may contribute to human rights abuses.

Our conflict minerals steering committee oversees the design and execution of our conflict minerals program. Members of our steering committee include senior executives from our finance, legal, operations, engineering and supply chain departments. The steering committee’s responsibilities include reviewing and approving our Statement on Conflict Minerals, the design of our conflict minerals program and the results of our RCOI and due diligence measures. Our steering committee meets as required during each calendar year to review and discuss our conflict minerals program and is briefed as to the status and findings of the supply chain due diligence we conduct each year.

Our conflict minerals program is managed by a cross-functional compliance team, comprised of representatives from our contracts, supply chain, quality, finance and legal groups. This compliance team reports directly to our conflict minerals steering committee.

In addition to the company management systems described above, we have also implemented the following company management controls:

 

   

we provide our Statement on Conflict Minerals to all of our high-to-medium risk “tier-1” (direct) suppliers that supply relevant components and materials to us (referred to in this Report as our “Tier-1 Suppliers”) and communicate to them our expectations as to our supply chain and the responsible sourcing of conflict minerals;

 

   

we have adopted internal procedures with respect to conflict minerals into our quality management system (QMS);

 

   

we have put in place a grievance mechanism regarding our conflict minerals program;

 

   

we have established and maintain a central repository of information to facilitate analysis and identification of supplier responses received from our supply chain due diligence; and

 

   

we have incorporated provisions on conflict minerals as part of our standard terms and conditions for purchase orders.

We also support industry forums that share and communicate information and develop policies on conflict minerals. We are a long-standing member of the RMI, an organization committed to the responsible sourcing of conflict minerals, and also provide funding to non-profit and industry initiatives that support the responsible sourcing of conflict minerals through our RMI membership.

Identification and Assessment of Supply Chain Risk

We have developed and implemented a risk management plan to identify and assess risks in our supply chain. To identify and assess these risks, we identify all of our Tier-1 Suppliers and conduct an annual supply chain survey of our Tier-1 Suppliers using the Conflict Minerals Reporting Template (“CMRT”). We have elected to use the CMRT to elicit supply chain information from our suppliers because (1) it provides information critical to our due diligence efforts, and (2) it is a commonly used tool across many industries, thus easing the burden on our suppliers.

In reviewing the diligence data we receive (whether from a completed CMRT, responses to our inquiries or otherwise), we apply evaluation processes to assess the reasonableness of the data and to check for the presence of “red flags.” We consider red flags to be obvious indications or circumstances that indicate the supplier disclosure may be inaccurate or improper and thus, may not be reliable. Factors we take into account in identifying and assessing supplier risk include:


   

the failure of a supplier to respond to our inquiries;

 

   

statements by a supplier that no conflict minerals are used in its products;

 

   

inadequacies and inconsistencies in, or incompleteness of, a supplier’s responses;

 

   

suppliers that indicate conflict minerals in their products may be sourced from Covered Countries; and

 

   

a supplier’s lack of sophistication, including unfamiliarity with the Rule.

In addition, we use the CMRT to identify conflict minerals processing facilities when reported in our supply chain by our Tier-1 Suppliers. We obtain and validate information (where available) on the country of origin and mine location of conflict minerals processed at the identified facilities by relying on the information made available by the RMI.

Designing and Implementing a Strategy to Respond to Risk

We have developed processes to assess and respond to the risks identified in our supply chain, such as sending corrective action letters to suppliers where appropriate. Our cross-functional compliance team manages the due diligence of our supply chain, and monitors, tracks and evaluates supplier responses to our due diligence efforts. Members of our cross-functional compliance team meet periodically to review the status and results of our due diligence measures and to discuss any actual or potential risks and red flags identified during diligence. Members of our cross-functional compliance team also monitor and track the measures we take to mitigate risks, and reports on risk management to our steering committee. In addition, we support the development of due diligence practices through participation in RMI working groups.

Independent Third-Party Audits of Smelters and Refiners

We do not have direct relationships with any smelters or refiners and accordingly do not directly audit any smelters or refiners in our supply chain. Instead, we rely on RMI’s third-party audit program: the Responsible Minerals Assurance Process (“RMAP”), a widely recognized standard that uses independent, third-party audit assessment of smelter and refiner management systems and sourcing practices to validate compliance with protocols and current global standards to support responsible sourcing of raw materials. We also support independent third-party audits of processing facilities through our RMI membership.

Public Reporting on our Supply Chain Due Diligence

We publish our Form SDs and Conflict Mineral Reports (including this Report) in the Financial Information section of our website at investors.viasat.com under the heading “SEC Filings,” and our Statement on Conflict Minerals is publicly available on our website at www.viasat.com/legal/legal-statements. Information found on or accessed through Viasat’s website is not considered part of this Report and is not incorporated by reference herein. We also publicly file our Form SDs (which include our Conflict Mineral Reports) with the Securities and Exchange Commission.

C. Due Diligence Measures Performed

Set forth below is a description of the measures we performed to exercise due diligence on the source and chain of custody of the necessary conflict minerals contained in our products for calendar year 2023.

To determine whether necessary conflict minerals in our products in calendar year 2023 originated in Covered Countries, we assembled a comprehensive list of suppliers that provide goods and services directly to us. From this list, we identified and excluded suppliers which cumulatively represented less than 1% of procurement expense during the calendar year 2023. From the reduced list we identified 405 Tier-1 Suppliers above the 1% cumulative expense threshold. We contacted each of these Tier-1 Suppliers individually, provided them with a link to our Statement on Conflict Minerals and a copy of the CMRT, and requested the return of the completed CMRT to us. Follow-up requests were sent to all Tier-1 Suppliers who did not respond. We sought to maximize the response rate by sending escalation emails to suppliers that had not submitted their CMRT documentation. We received responses from approximately half of our surveyed Tier-1 Suppliers, representing greater than half of the total purchasing expense for calendar year 2023.

We electronically aggregated and reviewed the data from all of the responses we received from our Tier-1 Suppliers by utilizing software called Compliance Map (“CMAP”) and other various tools and processes. CMAP is an environmental compliance mapping software designed to manage and automate environmental compliance obligations. The reports received from CMAP identify quality issues (e.g. incomplete CMRTs, inconsistent responses, indication of DRC sourcing, no smelters or invalid smelters listed, not all smelters identified, etc.) and aggregate CMRT responses for analysis and reporting. Where red flags were identified, we attempted to further analyze the information provided on the CMRT in order to assess any actual or potential risks to our supply chain and develop a recommended course of action. We then communicated red flags identified in the CMRT responses through corrective action letter requests with our suppliers as appropriate.

We determined if the processing facilities reported to us by our suppliers adhere to responsible sourcing practices by verifying whether they are included on the list of RMAP-Conformant processing facilities.


Members of our cross-functional compliance team met periodically to review the results from our due diligence efforts for calendar year 2023.

D. Product Description

Products Containing Necessary Conflict Minerals

We have determined that substantially all of the products we manufacture or contract to manufacture contain conflict minerals necessary to the functionality or production of such products.

Facilities Used to Process, and Country of Origin of, the Necessary Conflict Minerals in our Products

Based on the information provided by our Tier-1 Suppliers and information made available by RMI and RMAP, we believe that the facilities that have been used to process conflict minerals in our products in calendar year 2023 may include the smelters and refiners listed in Annex I. As discussed above, we are a downstream supplier, many steps removed from the mining of conflict minerals, and accordingly rely on the information provided to us by our Tier-1 Suppliers (who are themselves generally multiple tiers downstream) to determine the country of origin of, or the facilities used to process, the conflict minerals contained in our products.

Of the 431 smelters and refiners identified as potentially being in our supply chain:

 

   

238 smelters and refiners were identified as “conformant,” meaning that such smelters and refiners are reported to be conformant to the RMAP or equivalent cross-recognized assessments;

 

   

148 smelters and refiners were identified as using recycled or scrap streams in their raw material sourcing;

 

   

100 smelters and refiners potentially source material from Covered Countries (i.e., countries that are within conflict regions that are potentially supplying ore materials);

Because a smelter or refiner can obtain materials from multiple sources, the categories above are not mutually exclusive.

Not all of these facilities may have processed conflict minerals in our products. Much of the smelter and refiner information provided by our Tier-1 Suppliers was provided at a “company” level (meaning that they reported all of the smelters and refiners that may have processed the conflict minerals contained in all of their products, not just those pertaining to the products sold to us). They may also have reported to us smelters and refiners that were not in our supply chain due to over-inclusiveness in the information received from their own suppliers or for other reasons. Therefore, the list of processing facilities disclosed in Annex I may over-represent the number of processing facilities that process the conflict minerals contained in our products.

Efforts to Determine Mine or Location of Origin

We have determined that our due diligence efforts, including requesting our Tier-1 Suppliers to complete the CMRT and reviewing the RMAP status of identified smelters and refiners, represent our reasonable best efforts to determine the mines or locations of origin of the conflict minerals in our supply chain.

E. Future Steps to Mitigate Risk

Our conflict minerals program is aimed at the continuous improvement of our understanding of our supply chain and risk reduction over time. We intend to continue to take steps to improve our due diligence processes and to minimize the risk that our necessary conflict minerals benefit armed groups. Due diligence is an ongoing, proactive and reactive process, and we are continuing to work with our suppliers to identify and prevent or mitigate risks of adverse impacts associated with conflict minerals.

The primary risks we identified in calendar year 2023 continue to be related to inconsistencies or inadequacies in, or the incompleteness of, suppliers’ responses to the CMRT, the inability of our suppliers to confirm whether or not minerals used in their parts and components were sourced from Covered Countries, and the associated difficulties in identifying the smelters and refiners in our supply chain. With respect to necessary conflict minerals contained in our products with respect to calendar year 2024, we expect to continue to engage with our suppliers regarding our expectations with regard to conflict minerals sourcing and the importance of conflict mineral supply chain diligence. In particular, we continue to encourage our suppliers to work with their own immediate suppliers to improve the transparency, accuracy, validity, reliability and completeness of conflict mineral sourcing information (particularly with regard to information provided regarding smelters and refiners used to process conflict minerals and mine or location of origin and country of origin information), and to minimize the risk that our necessary conflict minerals benefit armed groups. As our Tier-1 Suppliers continue to report smelters and refiners that we believe are not operational or that may have been misidentified as smelters or refiners, we continue to work with our suppliers to re-validate, improve and refine reported information. We strive to use only suppliers that source from “conformant” processing facilities in our supply chain to the extent reasonably practicable.

Certain of the matters discussed in this Report, including in particular, future steps to mitigate risks that the conflict minerals


contained in our products could benefit armed groups in the Covered Countries, include forward-looking statements. Readers of this document are cautioned that our forward-looking statements are not guarantees of our future actions, which may differ materially from the expectations expressed in the forward-looking statements. We disclaim any obligation to update publicly any forward-looking statements, whether in response to new information, future events or otherwise, except as required by applicable law.


Annex I

List of Smelters and Refiners Reported in Viasat’s Supply Chain in

2023

 

Reference #

   RMI Smelter Ref List    Metal   Country 

CID000004

   A.L.M.T. Corp.    Tungsten (W)   JP

CID000015

   Advanced Chemical Company    Gold (Au)   US

CID000019

   Aida Chemical Industries Co., Ltd.    Gold (Au)   JP

CID000035

   Agosi AG    Gold (Au)   DE

CID000041

   Almalyk Mining and Metallurgical Complex (AMMC)    Gold (Au)   UZ

CID000058

   AngloGold Ashanti Corrego do Sitio Mineracao    Gold (Au)   BR

CID000077

   Argor-Heraeus S.A.    Gold (Au)   CH

CID000082

   Asahi Pretec Corp.    Gold (Au)   JP

CID000090

   Asaka Riken Co., Ltd.    Gold (Au)   JP

CID000092

   Asaka Riken Co., Ltd.    Tantalum (Ta)   JP

CID000103

   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Gold (Au)   TR

CID000105

   Kennametal Huntsville    Tungsten (W)   US

CID000113

   Aurubis AG    Gold (Au)   DE

CID000128

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Gold (Au)   PH

CID000157

   Boliden AB    Gold (Au)   SE

CID000176

   C. Hafner GmbH + Co. KG    Gold (Au)   DE

CID000180

   Caridad    Gold (Au)   MX

CID000185

   CCR Refinery - Glencore Canada Corporation    Gold (Au)   CA

CID000189

   Cendres + Metaux S.A.    Gold (Au)   CH

CID000197

   Yunnan Copper Industry Co., Ltd.    Gold (Au)   CN

CID000211

   Changsha South Tantalum Niobium Co., Ltd.    Tantalum (Ta)   CN

CID000218

   Guangdong Xianglu Tungsten Co., Ltd.    Tungsten (W)   CN

CID000228

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    Tin (Sn)   CN

CID000233

   Chimet S.p.A.    Gold (Au)   IT

CID000258

   Chongyi Zhangyuan Tungsten Co., Ltd.    Tungsten (W)   CN

CID000264

   Chugai Mining    Gold (Au)   JP

CID000281

   CNMC (Guangxi) PGMA Co., Ltd.    Tungsten (W)   CN

CID000291

   Guangdong Rising Rare Metals-EO Materials Ltd.    Tantalum (Ta)   CN

CID000292

   Alpha    Tin (Sn)   US

CID000309

   PT Aries Kencana Sejahtera    Tin (Sn)   ID

CID000313

   PT Premium Tin Indonesia    Tin (Sn)   ID

CID000343

   Daye Non-Ferrous Metals Mining Ltd.    Gold (Au)   CN

CID000359

   DSC (Do Sung Corporation)    Gold (Au)   KR

CID000362

   DODUCO Contacts and Refining GmbH    Gold (Au)   DE

CID000401

   Dowa    Gold (Au)   JP

CID000402

   Dowa    Tin (Sn)   JP

CID000425

   Eco-System Recycling Co., Ltd. East Plant    Gold (Au)   JP

CID000438

   EM Vinto    Tin (Sn)   BO

CID000448

   Estanho de Rondonia S.A.    Tin (Sn)   BR

CID000456

   Exotech Inc.    Tantalum (Ta)   US

CID000460

   F&X Electro-Materials Ltd.    Tantalum (Ta)   CN

CID000466

   Feinhutte Halsbrucke GmbH    Tin (Sn)   DE

CID000468

   Fenix Metals    Tin (Sn)   PL

CID000493

   JSC Novosibirsk Refinery    Gold (Au)   RU

CID000522

   Refinery of Seemine Gold Co., Ltd.    Gold (Au)   CN

CID000538

   Gejiu Non-Ferrous Metal Processing Co., Ltd.    Tin (Sn)   CN

CID000555

   Gejiu Zili Mining And Metallurgy Co., Ltd.    Tin (Sn)   CN

CID000568

   Global Tungsten & Powders Corp.    Tungsten (W)   US

CID000616

   XIMEI RESOURCES (GUANGDONG) LIMITED    Tantalum (Ta)   CN

CID000651

   Guoda Safina High-Tech Environmental Refinery Co., Ltd.    Gold (Au)   CN

CID000671

   Hangzhou Fuchunjiang Smelting Co., Ltd.    Gold (Au)   CN

CID000689

   LT Metal Ltd.    Gold (Au)   KR

CID000694

   Heimerle + Meule GmbH    Gold (Au)   DE


CID000707

   Heraeus Metals Hong Kong Ltd.    Gold (Au)   CN

CID000711

   Heraeus Germany GmbH Co. KG    Gold (Au)   DE

CID000760

   Huichang Jinshunda Tin Co., Ltd.    Tin (Sn)   CN

CID000766

   Hunan Chenzhou Mining Co., Ltd.    Tungsten (W)   CN

CID000767

   Hunan Chenzhou Mining Co., Ltd.    Gold (Au)   CN

CID000769

   Hunan Chunchang Nonferrous Metals Co., Ltd.    Tungsten (W)   CN

CID000773

   Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    Gold (Au)   CN

CID000778

   HwaSeong CJ CO., LTD.    Gold (Au)   KR

CID000801

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    Gold (Au)   CN

CID000807

   Ishifuku Metal Industry Co., Ltd.    Gold (Au)   JP

CID000814

   Istanbul Gold Refinery    Gold (Au)   TR

CID000823

   Japan Mint    Gold (Au)   JP

CID000825

   Japan New Metals Co., Ltd.    Tungsten (W)   JP

CID000855

   Jiangxi Copper Co., Ltd.    Gold (Au)   CN

CID000875

   Ganzhou Huaxing Tungsten Products Co., Ltd.    Tungsten (W)   CN

CID000914

   JiuJiang JinXin Nonferrous Metals Co., Ltd.    Tantalum (Ta)   CN

CID000917

   Jiujiang Tanbre Co., Ltd.    Tantalum (Ta)   CN

CID000920

   Asahi Refining USA Inc.    Gold (Au)   US

CID000924

   Asahi Refining Canada Ltd.    Gold (Au)   CA

CID000927

   JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Gold (Au)   RU

CID000929

   JSC Uralelectromed    Gold (Au)   RU

CID000937

   JX Nippon Mining & Metals Co., Ltd.    Gold (Au)   JP

CID000942

   Gejiu Kai Meng Industry and Trade LLC    Tin (Sn)   CN

CID000956

   Kazakhmys Smelting LLC    Gold (Au)   KZ

CID000957

   Kazzinc    Gold (Au)   KZ

CID000966

   Kennametal Fallon    Tungsten (W)   US

CID000969

   Kennecott Utah Copper LLC    Gold (Au)   US

CID000981

   Kojima Chemicals Co., Ltd.    Gold (Au)   JP

CID001029

   Kyrgyzaltyn JSC    Gold (Au)   KG

CID001032

   L’azurde Company For Jewelry    Gold (Au)   SA

CID001056

   Lingbao Gold Co., Ltd.    Gold (Au)   CN

CID001058

   Lingbao Jinyuan Tonghui Refinery Co., Ltd.    Gold (Au)   CN

CID001070

   China Tin Group Co., Ltd.    Tin (Sn)   CN

CID001076

   AMG Brasil    Tantalum (Ta)   BR

CID001078

   LS-NIKKO Copper Inc.    Gold (Au)   KR

CID001093

   Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    Gold (Au)   CN

CID001105

   Malaysia Smelting Corporation (MSC)    Tin (Sn)   MY

CID001113

   Materion    Gold (Au)   US

CID001119

   Matsuda Sangyo Co., Ltd.    Gold (Au)   JP

CID001142

   Metallic Resources, Inc.    Tin (Sn)   US

CID001147

   Metalor Technologies (Suzhou) Ltd.    Gold (Au)   CN

CID001149

   Metalor Technologies (Hong Kong) Ltd.    Gold (Au)   CN

CID001152

   Metalor Technologies (Singapore) Pte., Ltd.    Gold (Au)   SG

CID001153

   Metalor Technologies S.A.    Gold (Au)   CH

CID001157

   Metalor USA Refining Corporation    Gold (Au)   US

CID001161

   Metalurgica Met-Mex Penoles S.A. De C.V.    Gold (Au)   MX

CID001163

   Metallurgical Products India Pvt., Ltd.    Tantalum (Ta)   IN

CID001173

   Mineracao Taboca S.A.    Tin (Sn)   BR

CID001175

   Mineracao Taboca S.A.    Tantalum (Ta)   BR

CID001182

   Minsur    Tin (Sn)   PE

CID001188

   Mitsubishi Materials Corporation    Gold (Au)   JP

CID001191

   Mitsubishi Materials Corporation    Tin (Sn)   JP

CID001192

   Mitsui Mining and Smelting Co., Ltd.    Tantalum (Ta)   JP

CID001193

   Mitsui Mining and Smelting Co., Ltd.    Gold (Au)   JP

CID001200

   NPM Silmet AS    Tantalum (Ta)   EE

CID001204

   Moscow Special Alloys Processing Plant    Gold (Au)   RU

CID001220

   Nadir Metal Rafineri San. Ve Tic. A.S.    Gold (Au)   TR

CID001231

   Jiangxi New Nanshan Technology Ltd.    Tin (Sn)   CN


CID001236

   Navoi Mining and Metallurgical Combinat    Gold (Au)   UZ

CID001259

   Nihon Material Co., Ltd.    Gold (Au)   JP

CID001277

   Ningxia Orient Tantalum Industry Co., Ltd.    Tantalum (Ta)   CN

CID001305

   Novosibirsk Processing Plant Ltd.    Tin (Sn)   RU

CID001314

   O.M. Manufacturing (Thailand) Co., Ltd.    Tin (Sn)   TH

CID001325

   Ohura Precious Metal Industry Co., Ltd.    Gold (Au)   JP

CID001326

   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    Gold (Au)   RU

CID001337

   Operaciones Metalurgicas S.A.    Tin (Sn)   BO

CID001352

   PAMP S.A.    Gold (Au)   CH

CID001362

   Penglai Penggang Gold Industry Co., Ltd.    Gold (Au)   CN

CID001386

   Prioksky Plant of Non-Ferrous Metals    Gold (Au)   RU

CID001397

   PT Aneka Tambang (Persero) Tbk    Gold (Au)   ID

CID001399

   PT Artha Cipta Langgeng    Tin (Sn)   ID

CID001402

   PT Babel Inti Perkasa    Tin (Sn)   ID

CID001406

   PT Babel Surya Alam Lestari    Tin (Sn)   ID

CID001419

   PT Bangka Tin Industry    Tin (Sn)   ID

CID001421

   PT Belitung Industri Sejahtera    Tin (Sn)   ID

CID001428

   PT Bukit Timah    Tin (Sn)   ID

CID001453

   PT Mitra Stania Prima    Tin (Sn)   ID

CID001457

   PT Panca Mega Persada    Tin (Sn)   ID

CID001458

   PT Prima Timah Utama    Tin (Sn)   ID

CID001460

   PT Refined Bangka Tin    Tin (Sn)   ID

CID001463

   PT Sariwiguna Binasentosa    Tin (Sn)   ID

CID001468

   PT Stanindo Inti Perkasa    Tin (Sn)   ID

CID001473

   PT Sumber Jaya Indah    Tantalum (Ta)   ID

CID001477

   PT Timah Tbk Kundur    Tin (Sn)   ID

CID001482

   PT Timah Tbk Mentok    Tin (Sn)   ID

CID001486

   PT Timah Nusantara    Tin (Sn)   ID

CID001490

   PT Tinindo Inter Nusa    Tin (Sn)   ID

CID001493

   PT Tommy Utama    Tin (Sn)   ID

CID001498

   PX Precinox S.A.    Gold (Au)   CH

CID001508

   QuantumClean    Tantalum (Ta)   US

CID001512

   Rand Refinery (Pty) Ltd.    Gold (Au)   ZA

CID001522

   Yanling Jincheng Tantalum & Niobium Co., Ltd.    Tantalum (Ta)   CN

CID001534

   Royal Canadian Mint    Gold (Au)   CA

CID001539

   Rui Da Hung    Tin (Sn)   TW

CID001546

   Sabin Metal Corp.    Gold (Au)   US

CID001555

   Samduck Precious Metals    Gold (Au)   KR

CID001562

   Samwon Metals Corp.    Gold (Au)   KR

CID001585

   SEMPSA Joyeria Plateria S.A.    Gold (Au)   ES

CID001619

   Shandong Tiancheng Biological Gold Industrial Co., Ltd.    Gold (Au)   CN

CID001622

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    Gold (Au)   CN

CID001736

   Sichuan Tianze Precious Metals Co., Ltd.    Gold (Au)   CN

CID001756

   SOE Shyolkovsky Factory of Secondary Precious Metals    Gold (Au)   RU

CID001758

   Soft Metais Ltda.    Tin (Sn)   BR

CID001761

   Solar Applied Materials Technology Corp.    Gold (Au)   TW

CID001769

   Solikamsk Magnesium Works OAO    Tantalum (Ta)   RU

CID001798

   Sumitomo Metal Mining Co., Ltd.    Gold (Au)   JP

CID001810

   Super Dragon Technology Co., Ltd.    Gold (Au)   TW

CID001869

   Taki Chemical Co., Ltd.    Tantalum (Ta)   JP

CID001875

   Tanaka Kikinzoku Kogyo K.K.    Gold (Au)   JP

CID001891

   Telex Metals    Tantalum (Ta)   US

CID001898

   Thaisarco    Tin (Sn)   TH

CID001908

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    Tin (Sn)   CN

CID001909

   Great Wall Precious Metals Co., Ltd. of CBPM    Gold (Au)   CN

CID001916

   Shandong Gold Smelting Co., Ltd.    Gold (Au)   CN

CID001938

   Tokuriki Honten Co., Ltd.    Gold (Au)   JP

CID001947

   Tongling Nonferrous Metals Group Co., Ltd.    Gold (Au)   CN


CID001955

   Torecom    Gold (Au)   KR

CID001969

   Ulba Metallurgical Plant JSC    Tantalum (Ta)   KZ

CID001977

   Umicore Brasil Ltda.    Gold (Au)   BR

CID001980

   Umicore S.A. Business Unit Precious Metals Refining    Gold (Au)   BE

CID001993

   United Precious Metal Refining, Inc.    Gold (Au)   US

CID002003

   Valcambi S.A.    Gold (Au)   CH

CID002015

   VQB Mineral and Trading Group JSC    Tin (Sn)   VN

CID002030

   Western Australian Mint (T/a The Perth Mint)    Gold (Au)   AU

CID002036

   White Solder Metalurgia e Mineracao Ltda.    Tin (Sn)   BR

CID002044

   Wolfram Bergbau und Hutten AG    Tungsten (W)   AT

CID002082

   Xiamen Tungsten Co., Ltd.    Tungsten (W)   CN

CID002100

   Yamakin Co., Ltd.    Gold (Au)   JP

CID002129

   Yokohama Metal Co., Ltd.    Gold (Au)   JP

CID002158

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    Tin (Sn)   CN

CID002180

   Tin Smelting Branch of Yunnan Tin Co., Ltd.    Tin (Sn)   CN

CID002214

   Zhongkuang Gold Industry Co., Ltd.    Gold (Au)   CN

CID002224

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation    Gold (Au)   CN

CID002232

   Zhuzhou Cemented Carbide Group Co., Ltd.    Tantalum (Ta)   CN

CID002243

   Gold Refinery of Zijin Mining Group Co., Ltd.    Gold (Au)   CN

CID002282

   Morris and Watson    Gold (Au)   NZ

CID002290

   SAFINA A.S.    Gold (Au)   CZ

CID002312

   Guangdong Jinding Gold Limited    Gold (Au)   CN

CID002313

   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    Tungsten (W)   CN

CID002314

   Umicore Precious Metals Thailand    Gold (Au)   TH

CID002315

   Ganzhou Jiangwu Ferrotungsten Co., Ltd.    Tungsten (W)   CN

CID002316

   Jiangxi Yaosheng Tungsten Co., Ltd.    Tungsten (W)   CN

CID002317

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.    Tungsten (W)   CN

CID002318

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    Tungsten (W)   CN

CID002319

   Malipo Haiyu Tungsten Co., Ltd.    Tungsten (W)   CN

CID002320

   Xiamen Tungsten (H.C.) Co., Ltd.    Tungsten (W)   CN

CID002321

   Jiangxi Gan Bei Tungsten Co., Ltd.    Tungsten (W)   CN

CID002455

   CV Venus Inti Perkasa    Tin (Sn)   ID

CID002459

   Geib Refining Corporation    Gold (Au)   US

CID002468

   Magnu’s Minerais Metais e Ligas Ltda.    Tin (Sn)   BR

CID002478

   PT Tirus Putra Mandiri    Tin (Sn)   ID

CID002492

   Hengyang King Xing Lifeng New Materials Co., Ltd.    Tantalum (Ta)   CN

CID002494

   Ganzhou Seadragon W & Mo Co., Ltd.    Tungsten (W)   CN

CID002500

   Melt Metais e Ligas S.A.    Tin (Sn)   BR

CID002502

   Asia Tungsten Products Vietnam Ltd.    Tungsten (W)   VN

CID002503

   PT ATD Makmur Mandiri Jaya    Tin (Sn)   ID

CID002504

   D Block Metals, LLC    Tantalum (Ta)   US

CID002505

   FIR Metals & Resource Ltd.    Tantalum (Ta)   CN

CID002506

   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    Tantalum (Ta)   CN

CID002508

   XinXing HaoRong Electronic Material Co., Ltd.    Tantalum (Ta)   CN

CID002509

   MMTC-PAMP India Pvt., Ltd.    Gold (Au)   IN

CID002511

   KGHM Polska Miedz Spolka Akcyjna    Gold (Au)   PL

CID002512

   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    Tantalum (Ta)   CN

CID002513

   Chenzhou Diamond Tungsten Products Co., Ltd.    Tungsten (W)   CN

CID002515

   Fidelity Printers and Refiners Ltd.    Gold (Au)   ZW

CID002516

   Singway Technology Co., Ltd.    Gold (Au)   TW

CID002517

   O.M. Manufacturing Philippines, Inc.    Tin (Sn)   PH

CID002519

   Henan Yuguang Gold & Lead Co., Ltd.    Gold (Au)   CN

CID002525

   Shandong Humon Smelting Co., Ltd.    Gold (Au)   CN

CID002527

   Shenzhen Zhonghenglong Real Industry Co., Ltd.    Gold (Au)   CN

CID002538

   Sanher Tungsten Vietnam Co., Ltd.    Tungsten (W)   VN

CID002539

   KEMET de Mexico    Tantalum (Ta)   MX

CID002541

   H.C. Starck Tungsten GmbH    Tungsten (W)   DE

CID002542

   TANIOBIS Smelting GmbH & Co. KG    Tungsten (W)   DE


CID002543

   Masan High-Tech Materials    Tungsten (W)   VN

CID002544

   TANIOBIS Co., Ltd.    Tantalum (Ta)   TH

CID002545

   TANIOBIS GmbH    Tantalum (Ta)   DE

CID002547

   H.C. Starck Hermsdorf GmbH    Tantalum (Ta)   DE

CID002548

   H.C. Starck Inc.    Tantalum (Ta)   US

CID002549

   TANIOBIS Japan Co., Ltd.    Tantalum (Ta)   JP

CID002550

   TANIOBIS Smelting GmbH & Co. KG    Tantalum (Ta)   DE

CID002551

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.    Tungsten (W)   CN

CID002556

   Plansee SE Reutte    Tantalum (Ta)   AT

CID002557

   Global Advanced Metals Boyertown    Tantalum (Ta)   US

CID002558

   Global Advanced Metals Aizu    Tantalum (Ta)   JP

CID002560

   Al Etihad Gold Refinery DMCC    Gold (Au)   AE

CID002561

   Emirates Gold DMCC    Gold (Au)   AE

CID002562

   International Precious Metal Refiners    Gold (Au)   AE

CID002563

   Kaloti Precious Metals    Gold (Au)   AE

CID002566

   Taike Technology (Suzhou) Co.,Ltd.    Tantalum (Ta)   CN

CID002567

   Sudan Gold Refinery    Gold (Au)   SD

CID002570

   CV Ayi Jaya    Tin (Sn)   ID

CID002572

   Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    Tin (Sn)   VN

CID002573

   Nghe Tinh Non-Ferrous Metals Joint Stock Company    Tin (Sn)   VN

CID002574

   Tuyen Quang Non-Ferrous Metals Joint Stock Company    Tin (Sn)   VN

CID002580

   T.C.A S.p.A    Gold (Au)   IT

CID002582

   REMONDIS PMR B.V.    Gold (Au)   NL

CID002584

   Fujairah Gold FZC    Gold (Au)   AE

CID002587

   Industrial Refining Company    Gold (Au)   BE

CID002588

   Shirpur Gold Refinery Ltd.    Gold (Au)   IN

CID002589

   Niagara Refining LLC    Tungsten (W)   US

CID002592

   CV Dua Sekawan    Tin (Sn)   ID

CID002593

   PT Rajehan Ariq    Tin (Sn)   ID

CID002605

   Korea Zinc Co., Ltd.    Gold (Au)   KR

CID002606

   Marsam Metals    Gold (Au)   BR

CID002615

   TOO Tau-Ken-Altyn    Gold (Au)   KZ

CID002641

   China Molybdenum Tungsten Co., Ltd.    Tungsten (W)   CN

CID002645

   Ganzhou Haichuang Tungsten Co., Ltd.    Tungsten (W)   CN

CID002649

   Hydrometallurg, JSC    Tungsten (W)   RU

CID002696

   PT Cipta Persada Mulia    Tin (Sn)   ID

CID002703

   An Vinh Joint Stock Mineral Processing Company    Tin (Sn)   VN

CID002704

   Avon Specialty Metals Ltd    Tungsten (W)   GB

CID002705

   Avon Specialty Metals Ltd.    Tantalum (Ta)   GB

CID002706

   Resind Industria e Comercio Ltda.    Tin (Sn)   BR

CID002707

   Resind Industria e Comercio Ltda.    Tantalum (Ta)   BR

CID002708

   Abington Reldan Metals, LLC    Gold (Au)   US

CID002724

   Unecha Refractory metals plant    Tungsten (W)   RU

CID002750

   Shenzhen CuiLu Gold Co., Ltd.    Gold (Au)   CN

CID002756

   Super Ligas    Tin (Sn)   BR

CID002760

   Albino Mountinho Lda.    Gold (Au)   PT

CID002761

   SAAMP    Gold (Au)   FR

CID002762

   L’Orfebre S.A.    Gold (Au)   AD

CID002763

   8853 S.p.A.    Gold (Au)   IT

CID002765

   Italpreziosi    Gold (Au)   IT

CID002773

   Metallo Belgium N.V.    Tin (Sn)   BE

CID002774

   Metallo Spain S.L.U.    Tin (Sn)   ES

CID002776

   PT Bangka Prima Tin    Tin (Sn)   ID

CID002777

   SAXONIA Edelmetalle GmbH    Gold (Au)   DE

CID002778

   WIELAND Edelmetalle GmbH    Gold (Au)   DE

CID002779

   Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    Gold (Au)   AT

CID002816

   PT Sukses Inti Makmur    Tin (Sn)   ID

CID002827

   Philippine Chuangxin Industrial Co., Inc.    Tungsten (W)   PH


CID002830

   Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    Tungsten (W)   CN

CID002833

   ACL Metais Eireli    Tungsten (W)   BR

CID002834

   Thai Nguyen Mining and Metallurgy Co., Ltd.    Tin (Sn)   VN

CID002835

   PT Menara Cipta Mulia    Tin (Sn)   ID

CID002842

   Jiangxi Tuohong New Raw Material    Tantalum (Ta)   CN

CID002843

   Woltech Korea Co., Ltd.    Tungsten (W)   KR

CID002844

   HuiChang Hill Tin Industry Co., Ltd.    Tin (Sn)   CN

CID002845

   Moliren Ltd.    Tungsten (W)   RU

CID002847

   Meta Materials    Tantalum (Ta)   MK

CID002848

   Gejiu Fengming Metallurgy Chemical Plant    Tin (Sn)   CN

CID002849

   Guanyang Guida Nonferrous Metal Smelting Plant    Tin (Sn)   CN

CID002850

   AU Traders and Refiners    Gold (Au)   ZA

CID002852

   GGC Gujrat Gold Centre Pvt. Ltd.    Gold (Au)   IN

CID002853

   Sai Refinery    Gold (Au)   IN

CID002857

   Modeltech Sdn Bhd    Gold (Au)   MY

CID002858

   Modeltech Sdn Bhd    Tin (Sn)   MY

CID002863

   Bangalore Refinery    Gold (Au)   IN

CID002865

   Kyshtym Copper-Electrolytic Plant ZAO    Gold (Au)   RU

CID002867

   Degussa Sonne / Mond Goldhandel GmbH    Gold (Au)   DE

CID002870

   PT Lautan Harmonis Sejahtera    Tin (Sn)   ID

CID002872

   Pease & Curren    Gold (Au)   US

CID002893

   JALAN & Company    Gold (Au)   IN

CID002918

   SungEel HiMetal Co., Ltd.    Gold (Au)   KR

CID002919

   Planta Recuperadora de Metales SpA    Gold (Au)   CL

CID002920

   ABC Refinery Pty Ltd.    Gold (Au)   AU

CID002973

   Safimet S.p.A    Gold (Au)   IT

CID003116

   Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    Tin (Sn)   CN

CID003153

   State Research Institute Center for Physical Sciences and Technology    Gold (Au)   LT

CID003159

   RFH Recycling Metals Co., Ltd.    Tantalum (Ta)   CN

CID003182

   Hunan Litian Tungsten Industry Co., Ltd.    Tungsten (W)   CN

CID003185

   African Gold Refinery    Gold (Au)   UG

CID003186

   Gold Coast Refinery    Gold (Au)   GH

CID003189

   NH Recytech Company    Gold (Au)   KR

CID003190

   Chifeng Dajingzi Tin Industry Co., Ltd.    Tin (Sn)   CN

CID003191

   Jiujiang Janny New Material Co., Ltd.    Tantalum (Ta)   CN

CID003195

   TSK Pretech    Gold (Au)   KR

CID003205

   PT Bangka Serumpun    Tin (Sn)   ID

CID003208

   Pongpipat Company Limited    Tin (Sn)   MM

CID003324

   QG Refining, LLC    Gold (Au)   US

CID003325

   Tin Technology & Refining    Tin (Sn)   US

CID003348

   Dijllah Gold Refinery FZC    Gold (Au)   AE

CID003356

   Dongguan CiEXPO Environmental Engineering Co., Ltd.    Tin (Sn)   CN

CID003379

   Ma’anshan Weitai Tin Co., Ltd.    Tin (Sn)   CN

CID003380

   PT Masbro Alam Stania    Tin (Sn)   ID

CID003381

   PT Rajawali Rimba Perkasa    Tin (Sn)   ID

CID003382

   CGR Metalloys Pvt Ltd.    Gold (Au)   IN

CID003383

   Sovereign Metals    Gold (Au)   IN

CID003387

   Luna Smelter, Ltd.    Tin (Sn)   RW

CID003388

   KGETS Co., Ltd.    Tungsten (W)   KR

CID003397

   Yunnan Yunfan Non-ferrous Metals Co., Ltd.    Tin (Sn)   CN

CID003401

   Fujian Ganmin RareMetal Co., Ltd.    Tungsten (W)   CN

CID003407

   Lianyou Metals Co., Ltd.    Tungsten (W)   TW

CID003408

   JSC “Kirovgrad Hard Alloys Plant”    Tungsten (W)   RU

CID003409

   Precious Minerals and Smelting Limited    Tin (Sn)   IN

CID003410

   Gejiu City Fuxiang Industry and Trade Co., Ltd.    Tin (Sn)   CN

CID003416

   NPP Tyazhmetprom LLC    Tungsten (W)   RU

CID003417

   Hubei Green Tungsten Co., Ltd.    Tungsten (W)   CN

CID003421

   C.I Metales Procesados Industriales SAS    Gold (Au)   CO


CID003424

   Eco-System Recycling Co., Ltd. North Plant    Gold (Au)   JP

CID003425

   Eco-System Recycling Co., Ltd. West Plant    Gold (Au)   JP

CID003427

   Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    Tungsten (W)   BR

CID003448

   CP Metals Inc.    Tungsten (W)   US

CID003449

   PT Mitra Sukses Globalindo    Tin (Sn)   ID

CID003461

   Augmont Enterprises Private Limited    Gold (Au)   IN

CID003463

   Kundan Care Products Ltd.    Gold (Au)   IN

CID003468

   Cronimet Brasil Ltda    Tungsten (W)   BR

CID003474

   TRATHO Metal Quimica    Tin (Sn)   BR

CID003486

   CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    Tin (Sn)   BR

CID003487

   Emerald Jewel Industry India Limited (Unit 1)    Gold (Au)   IN

CID003488

   Emerald Jewel Industry India Limited (Unit 2)    Gold (Au)   IN

CID003489

   Emerald Jewel Industry India Limited (Unit 3)    Gold (Au)   IN

CID003490

   Emerald Jewel Industry India Limited (Unit 4)    Gold (Au)   IN

CID003497

   K.A. Rasmussen    Gold (Au)   NO

CID003498

   V&D New Materials (Jiangsu) Co., Ltd.    Tantalum (Ta)   CN

CID003500

   Alexy Metals    Gold (Au)   US

CID003524

   CRM Synergies    Tin (Sn)   ES

CID003529

   Sancus ZFS (L’Orfebre, SA)    Gold (Au)   CO

CID003540

   Sellem Industries Ltd.    Gold (Au)   MR

CID003548

   MD Overseas    Gold (Au)   IN

CID003553

   Artek LLC    Tungsten (W)   RU

CID003557

   Metallix Refining Inc.    Gold (Au)   US

CID003575

   Metal Concentrators SA (Pty) Ltd.    Gold (Au)   ZA

CID003579

   Dragon Silver Holdings Limited    Tin (Sn)   CN

CID003580

   Ganzhou Sunny Non-Ferrous Metals Co., Ltd.    Tungsten (W)   CN

CID003581

   Rian Resources SDN. BHD.    Tin (Sn)   MY

CID003582

   Fabrica Auricchio Industria e Comercio Ltda.    Tin (Sn)   BR

CID003583

   RFH Yancheng Jinye New Material Technology Co., Ltd.    Tantalum (Ta)   CN

CID003609

   Fujian Xinlu Tungsten Co., Ltd.    Tungsten (W)   CN

CID003612

   OOO “Technolom” 2    Tungsten (W)   RU

CID003614

   OOO “Technolom” 1    Tungsten (W)   RU

CID003615

   WEEEREFINING    Gold (Au)   FR

CID003617

   Value Trading    Gold (Au)   BE

CID003641

   Gold by Gold Colombia    Gold (Au)   CO

CID003643

   LLC Vostok    Tungsten (W)   RU

CID003662

   YUDU ANSHENG TUNGSTEN CO., LTD.    Tungsten (W)   CN

CID003663

   Dongwu Gold Group    Gold (Au)   CN

CID003666

   Sam Precious Metals    Gold (Au)   AE

CID003831

   DS Myanmar    Tin (Sn)   MM

CID003868

   PT Putera Sarana Shakti (PT PSS)    Tin (Sn)   ID

CID003926

   5D Production OU    Tantalum (Ta)   EE

CID003927

   Anhui Hanrui New Materials Co., Ltd.    #N/A   CN

CID003973

   XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD.    Tantalum (Ta)   CN

CID003978

   HANNAE FOR T Co., Ltd.    Tungsten (W)   KR

CID003993

   Tungsten Vietnam Joint Stock Company    Tungsten (W)   VN

CID004010

   Coimpa Industrial LTDA    Gold (Au)   BR

CID004034

   Nam Viet Cromit Joint Stock Company    Tungsten (W)   VN

CID004054

   PowerX Ltd.    Tantalum (Ta)   RW

CID004060

   DONGKUK INDUSTRIES CO., LTD.    Tungsten (W)   KR

CID004065

   Mining Minerals Resources SARL    Tin (Sn)   CD

CID004397

   Lianyou Resources Co., Ltd.    Tungsten (W)   TW

CID004403

   Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.    Tin (Sn)   JP

CID004430

   Shinwon Tungsten (Fujian Shanghang) Co., Ltd.    Tungsten (W)   CN

CID004433

   KP Sanghvi International Airport    Gold (Au)   IN

CID004434

   Malaysia Smelting Corporation Berhad (Port Klang)    Tin (Sn)   MY

CID004506

   GG Refinery Ltd.    Gold (Au)   TZ


CID004619

   Kenee Mining Corporation Vietnam    Tungsten (W)   VN
     CNMC (Guangxi) PGMA Co., Ltd.    Tin (Sn)   CN
   CP Metals Inc.    Tantalum (Ta)   US
     CV Gita Pesona    Tin (Sn)   ID
   CV United Smelting    Tin (Sn)   ID
     Daejin Indus Co., Ltd.    Gold (Au)   KR
   Fujian Jinxin Tungsten Co., Ltd.    Tungsten (W)   CN
     Ganzhou Yatai Tungsten Co., Ltd.    Tungsten (W)   CN
   Gejiu Jinye Mineral Company    Tin (Sn)   CN
     Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    Tungsten (W)   CN
   Jiangxi Ketai Advanced Material Co., Ltd.    Tin (Sn)   CN
     Jiangxi Xianglu Tungsten Co., Ltd.    Tungsten (W)   CN
   Jinli Enterprise Co., Ltd    Gold (Au)   TW
     KEMET Blue Powder    Tantalum (Ta)   US
   Morris and Watson Gold Coast    Gold (Au)   AU
     PT DS Jaya Abadi    Tin (Sn)   ID
   PT Eunindo Usaha Mandiri    Tin (Sn)   ID
     PT Inti Stania Prima    Tin (Sn)   ID
   PT Karimun Mining    Tin (Sn)   ID
     PT Kijang Jaya Mandiri    Tin (Sn)   ID
   PT Sumber Jaya Indah    Tin (Sn)   ID
     Republic Metals Corporation    Gold (Au)    
   Smelter not yet identified    Tungsten (W)  
     Smelter not yet identified    Tantalum (Ta)    
   Smelter not yet identified    Gold (Au)  
     Smelter not yet identified    Tin (Sn)    
   South-East Nonferrous Metal Company Limited of Hengyang City    Tungsten (W)   CN
     Tejing (Vietnam) Tungsten Co., Ltd.    Tungsten (W)   VN
   Universal Precious Metals Refining Zambia    Gold (Au)   ZM
     Vietnam Youngsun Tungsten Industry Co., Ltd.    Tungsten (W)   VN
     Xinhai Rendan Shaoguan Tungsten Co., Ltd.    Tungsten (W)   CN